Securities Fraud Lawyer Montgomery County, Maryland
Securities fraud in Montgomery County, Maryland, involves violations of federal and state securities laws, carrying severe penalties including up to 25 years in federal prison under 18 U.S.C. § 1348. Law Offices Of SRIS, P.C.
Securities fraud includes a range of illegal activities, including insider trading, market manipulation, and material misrepresentation, typically prosecuted under federal statutes such as 18 U.S.C. § 1348 (securities fraud) and 15 U.S.C. § 78ff (Exchange Act violations). In Maryland, state-level securities fraud is addressed under the Maryland Securities Act, which prohibits fraudulent practices in the offer, sale, or purchase of securities. The maximum penalty for federal securities fraud is 25 years imprisonment, with additional fines, restitution, and asset forfeiture. Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience.
Last verified: April 2026 | District Court of MD for Montgomery County | Maryland Judiciary
For the official text of federal securities fraud statutes, see 18 U.S.C. § 1348 (U.S. Department of Justice — official site). For Maryland state securities laws, see Maryland Code, Corporations and Associations Article, Title 11 (Maryland General Assembly — official site).
In the District Court of MD for Montgomery County, prosecutors routinely seek maximum penalties in securities fraud cases due to the financial harm involved. We have observed that early intervention and proactive negotiation with the U.S. Attorney’s Office for the District of Maryland can lead to favorable outcomes, including reduced charges or pretrial diversion programs.
- Contact a Securities Fraud Lawyer Montgomery County immediately upon learning of an investigation.
- Do not discuss the case with investigators without your attorney present.
- Preserve all financial records, communications, and documents.
- Understand the specific charges and potential penalties under federal and state law.
- Develop a defense strategy that may include challenging evidence or negotiating a plea.
- Attend all court hearings at the District Court of MD for Montgomery County or Montgomery County Circuit Court.
In Montgomery County, securities fraud carries severe penalties under federal and state law, including imprisonment, fines, restitution, and asset forfeiture.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Federal Securities Fraud (18 U.S.C. § 1348) | Felony | Up to 25 years | Up to $5,000,000 | Potential SEC sanctions, bar from securities industry | Restitution, asset forfeiture, supervised release |
| Insider Trading (15 U.S.C. § 78ff) | Felony | Up to 20 years | Up to $5,000,000 | Potential SEC sanctions, bar from securities industry | Restitution, asset forfeiture, supervised release |
| Maryland Securities Fraud | Felony | Up to 5 years | Up to $100,000 | Potential SEC sanctions | Restitution, probation |
Results may vary.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C., ‘Advocacy Without Borders,’ brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has handled complex securities fraud cases at both the state and federal levels, leveraging Mr. Sris’s background in accounting and information systems to analyze financial evidence and build strong defenses.
Law Offices Of SRIS, P.C. has 21 documented results in Montgomery County: 2 favorable outcomes in sex crimes cases, including a child pornography distribution case resolved with 5 years probation and no incarceration, and all charges dropped in a child pornography possession case — a favorable-outcome rate of 95%.
Results may vary.
Our location in Rockville is approximately 2 miles from the District Court of MD for Montgomery County, with access via I-270 and Route 355 (Rockville Pike).
Securities fraud lawyer near Montgomery County.
Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, Chevy Chase.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211, Rockville, MD 20850
(888) 437-7747
Frequently Asked Questions
What is Probation Before Judgment (PBJ) in Montgomery County, Maryland?
Yes. PBJ is a Maryland disposition where the judge places you on probation instead of entering a guilty verdict. PBJ avoids a formal conviction on your record and is available for most misdemeanors and many felonies at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). After probation, PBJ cases can be expunged (3-year waiting period).
PBJ avoids a formal conviction and is available at District Court of MD for Montgomery County.
Can I get my criminal record expunged in Montgomery County, Maryland?
Yes. Maryland allows expungement for acquittals, dismissals, Nolle Prosequi, Stet, PBJ (after 3 years), and many non-violent convictions under the Justice Reinvestment Act. Cases in Montgomery County are expunged through the court where the case was heard (District Court of MD for Montgomery County).
Expungement is available for many dispositions at District Court of MD for Montgomery County.
What happens after a criminal arrest in Montgomery County, Maryland?
After arrest in Montgomery County: (1) initial appearance before a District Court commissioner who sets bail, (2) bail review hearing within 24 hours if detained, (3) arraignment, (4) trial. Misdemeanors are tried at District Court of MD for Montgomery County (191 East Jefferson Street, Rockville, MD 20850). Felonies go to Montgomery County Circuit Court.
Misdemeanors are tried at District Court of MD for Montgomery County; felonies go to Montgomery County Circuit Court.
Do I need a lawyer for a misdemeanor in Montgomery County, Maryland?
Yes. Many Maryland misdemeanors carry significant penalties — second-degree assault: up to 10 years; theft $100-$1,500: up to 6 months. An attorney at District Court of MD for Montgomery County can negotiate PBJ (no conviction on record) or dismissal.
An attorney can negotiate PBJ or dismissal at District Court of MD for Montgomery County.
What is the difference between state and federal charges?
Federal charges are prosecuted by the U.S. Attorney with generally harsher penalties and no parole. An experienced federal defense attorney is critical.
Federal charges carry harsher penalties and no parole.
How does a Maryland lawyer defend against securities fraud charges?
Defense strategies for securities fraud in Maryland may include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced attorney evaluates the specific facts under federal securities statutes to build the strongest possible defense.
Defense strategies include challenging evidence and negotiating with prosecutors.
What should I do if I am facing securities fraud charges in Maryland?
If facing securities fraud charges in Maryland, contact a federal criminal attorney immediately. Do not discuss the case with anyone except your lawyer. Preserve all relevant documents and evidence. The statute of limitations and court deadlines under federal law require prompt action.
Contact a federal criminal attorney immediately and preserve all documents.
Learn more about our Criminal Defense Lawyer Salisbury services. Explore related pages: Criminal Defense Lawyer Howard County, Criminal Defense Lawyer Calvert County, and Criminal Defense Lawyer Charles County.
Last updated: 2026-04-28