Securities fraud in Maryland is prosecuted under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff, carrying up to 25 years in federal prison; Law Offices Of SRIS, P.C. has 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ with a 93%+ favorable outcome rate.
Securities Fraud Lawyer Maryland
Understanding Securities Fraud Under Federal Law
Securities fraud includes a range of illegal activities involving the deception of investors or the manipulation of financial markets. Under 18 U.S.C. § 1348 (Securities and Commodities Fraud) and 15 U.S.C. § 78ff (Penalties for Violations of the Securities Exchange Act), federal prosecutors in Maryland pursue charges for insider trading, market manipulation, material misrepresentation, and other fraudulent schemes. The maximum penalty for securities fraud is 25 years imprisonment, along with substantial fines, forfeiture of assets, and restitution to victims. A Securities Fraud Lawyer Maryland from Law Offices Of SRIS, P.C. can help you handle these complex federal charges.
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience. Advocacy Without Borders — the firm has handled 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ.
Last verified: April 2026 | U.S. District Court for the District of Maryland | 18 U.S.C. § 1348 (Cornell LII)
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Insider Perspective on Securities Fraud Cases in Maryland
In the U.S. District Court for the District of Maryland, prosecutors routinely use grand jury subpoenas and SEC investigative demands to build cases before charges are filed. We have observed that early engagement with an investment fraud defense lawyer Maryland can significantly influence whether charges are brought or negotiated.
- Do not speak to investigators or SEC staff without your attorney present.
- Preserve all documents, emails, trading records, and communications.
- Contact a Securities Fraud Lawyer Maryland immediately for a consultation.
- Your attorney will review the evidence and identify procedural defenses.
- Negotiate with prosecutors for a favorable resolution or prepare for trial.
- Consider the implications of parallel SEC civil proceedings on your criminal case.
Penalties for Securities Fraud in Maryland
In Maryland, securities fraud carries severe federal penalties including imprisonment, fines, forfeiture, and restitution.
| Offense | Classification | Incarceration | Fine | License Impact | Additional Consequences |
|---|---|---|---|---|---|
| Securities Fraud (18 U.S.C. § 1348) | Federal Felony | Up to 25 years | Up to $5,000,000 (individuals) or $25,000,000 (entities) | Potential bar from securities industry | Forfeiture of assets; restitution to victims; supervised release |
| Insider Trading (15 U.S.C. § 78ff) | Federal Felony | Up to 20 years | Up to $5,000,000 (individuals) | Potential bar from securities industry | Disgorgement of profits; civil penalties from SEC |
Results may vary. Prior results do not guarantee a similar outcome.
Why Choose Law Offices Of SRIS, P.C. for Securities Fraud Defense?
Founded in 1997 by Mr. Sris, former prosecutor — Law Offices Of SRIS, P.C. brings 120+ years combined legal experience, 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, and a favorable-outcome rate above 93%. The firm has extensive experience handling complex federal criminal cases, including securities fraud, insider trading, and other white-collar offenses. Mr. Sris personally oversees all federal criminal matters, and Kristen M. Fisher, Former Maryland Assistant State’s Attorney, provides invaluable insight into Maryland prosecutorial practices.
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Case Results
Law Offices Of SRIS, P.C. has 4,739+ documented firm-wide results across VA, MD, DC, NY and NJ, with a favorable-outcome rate above 93%. In Maryland, the firm has achieved dismissals, not guilty verdicts, and favorable plea agreements in complex criminal cases. Results may vary. Prior results do not guarantee a similar outcome.
Our Location and Service Area
Our location in Rockville is approximately 30 miles from the U.S. District Court for the District of Maryland in Baltimore, with access via I-270 and I-495. Serving the communities of Rockville, Bethesda, Silver Spring, Gaithersburg, Germantown, Wheaton, Kensington, Potomac, Olney, Damascus, Clarksburg, Takoma Park, and Chevy Chase.
24/7 phone consultations — (888) 437-7747 — meetings by appointment only.
Law Offices Of SRIS, P.C. — Maryland
199 E. Montgomery Avenue, Suite 100, Room 211
Rockville, MD 20850
Phone: (888) 437-7747
By appointment only.
Frequently Asked Questions About Securities Fraud in Maryland
What is securities fraud under federal law?
Securities fraud under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff covers insider trading, market manipulation, and material misrepresentation. Maximum penalty: 25 years imprisonment. The U.S. Attorney’s Office for the District of Maryland prosecutes these cases.
Yes. Securities fraud under 18 U.S.C. § 1348 and 15 U.S.C. § 78ff carries up to 25 years in federal prison.
What should I do if I am under investigation for securities fraud in Maryland?
Contact a Securities Fraud Lawyer Maryland immediately. Do not speak with investigators without counsel. Preserve all documents. The SEC and U.S. Attorney’s Office in Maryland pursue these cases aggressively. Early legal intervention is critical.
Contact a Securities Fraud Lawyer Maryland immediately and do not speak to investigators without your attorney.
Can securities fraud charges be reduced or dismissed in Maryland?
Yes. Defense strategies include challenging evidence, examining procedural compliance, negotiating with prosecutors, and presenting mitigating factors. An experienced investment fraud defense lawyer Maryland evaluates the specific facts under federal statutes to build the strongest possible defense.
Yes. An investment fraud defense lawyer Maryland can negotiate reductions or dismissals through strategic defense.
What is the difference between SEC civil enforcement and criminal securities fraud charges?
The SEC brings civil enforcement actions seeking fines, disgorgement, and injunctions. Criminal securities fraud charges are prosecuted by the U.S. Attorney’s Office and carry potential imprisonment. Both can arise from the same conduct. An SEC violation lawyer Maryland can help handle both proceedings.
SEC civil actions seek fines and injunctions; criminal charges carry imprisonment. An SEC violation lawyer Maryland handles both.
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Last verified: April 2026 | U.S. District Court for the District of Maryland